ASIC Treasury portfolio
Australian Securities and Investments Commission
Regulates companies, financial markets, financial services and consumer credit.
Releases by month
| Month | Releases |
|---|---|
| Nov 2024 | 4 |
| Dec 2024 | 7 |
| Jan 2025 | 2 |
| Feb 2025 | 4 |
| Mar 2025 | 3 |
| Apr 2025 | 4 |
| May 2025 | 2 |
| Jun 2025 | 2 |
| Jul 2025 | 1 |
| Aug 2025 | 4 |
| Sep 2025 | 1 |
| Oct 2025 | 6 |
| Nov 2025 | 3 |
| Dec 2025 | 2 |
| Jan 2026 | 2 |
| Feb 2026 | 4 |
| Mar 2026 | 2 |
| Apr 2026 | 2 |
| May 2026 | 3 |
| Jun 2026 | 3 |
| Jul 2026 | 2 |
| Aug 2026 | 5 |
| Sep 2026 | 5 |
| Oct 2026 | 4 |
Latest releases
All 116 releases from ASIC, with filters-
ASIC Released
1. 1 April 2023 to 5 June 2023 All Correspondence between Macquarie and ASIC concerning the Shield Master Fund. 2. 1 April 2023 to 5 June 2023 All Internal Documents generated by ASIC in the course…
This FOI release consists of email correspondence between ASIC analysts and Macquarie Investment Management Ltd in May and June 2023, relating to ASIC's Shield Master Fund investigation. The emails show ASIC confirming the correct entity to receive a section 912C notice, which…
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ASIC Released
• All Authorisations provided by the Treasurer or Assistant Treasurer authorising ASIC officials to determine claims under the Compensation for Detriment Caused by Defective Administration Scheme…
The release contains two Treasurer authorisations (2013 under Arthur Sinodinos and 2015 under Josh Frydenberg) empowering specified ASIC officers, including the Chief Executive, Chief Financial Officer, Chief of Operations and Financial Controller, to make decisions and approve…
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ASIC Released
a) The volume of complaints lodged with either ASIC or the Australian Financial Complaints Authority (AFCA) between 2022 and 2024 that concern, name, or relate to: (i) Compare Your Super (ii) APT…
This FOI release (ASIC FOI 2627-037) comprises a summary table of complaint and misconduct report counts, and a heavily redacted Commission Enforcement Committee meeting paper (Meeting 193, 3 April 2025) concerning APT Strategy Pty Ltd, which has been deregistered. The table…
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ASIC Released
1. ASIC’s letter to Vanguard Investments Australia Ltd (VIA) dated 3 June 2025 (ref: CAS-181711-R4P5F7) in relation to the Compliance Plan of Vanguard Diversified Bond Index Fund. 2. All…
The release comprises a Vanguard Investments Australia Ltd (VIA) compliance plan submission, an ASIC letter dated 3 June 2025 (ref CAS-181711-R4P5F7) concerning the Compliance Plan of the Vanguard Diversified Bond Index Fund, and related internal ASIC and VIA correspondence…
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ASIC Released
Under the FOI Act, I am seeking the most recent version of the agency's internal Artificial Intelligence (AI) Use Case Register or equivalent document that records in-scope use cases
This FOI release from ASIC (reference ASIC FOI 2627-085, released 30 September 2026) contains only two images with no extractable text beyond the reference number. The request sought the most recent version of ASIC's internal Artificial Intelligence Use Case Register, or an…
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ASIC Released
Form 519 lodgements received by ASIC during the period 24 August 2026 to 31 August 2026 inclusive. Form 519G lodgements; and Form 519A lodgements, but only to the extent that they record a newly…
This FOI release is a schedule of ASIC Form 519 lodgements received between 24 and 31 August 2026, comprising mainly Form 519G notices and a smaller number of Form 519A applications recording a newly filed application to wind up a company. The table lists around 120 entries…
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ASIC Released
1 January 2026 to 21 August 2026, including any earlier document considered, attached, relied upon or incorporated into a document during that period. I request all documents held by ASIC concerning…
The release comprises an email chain from May 2026 between an Environment Protection Authority Victoria (EPA) investigator and ASIC's Dereg Deferrals team, with an attached formal letter dated 18 May 2026, plus ASIC internal procedural material (Form 579 InfoDesk guidelines and…
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ASIC Released
I seek access to documents recording the assessment framework used in the review reported in ASIC media release 26-014MR, "ASIC urges super trustees to step up and address serious gaps in anti-scam…
The released document is an internal ASIC draft report, marked "DRAFT" and "INTERNAL ONLY", titled "Scams and fraud evaluation (SAFE)", dated 6 October 2025 (FOI 2627-067). It records a desktop review of website scam and fraud communications by 47 superannuation funds…
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ASIC Released
Access to documents relating to ASIC procurement PROC2622 – Consumer Support for Shield and First Guardian (CN4216321) between 1 August 2025 and 30 October 2025
No summary: no document text could be extracted
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ASIC Released
1. 18 July 2025 – 18 September 2025 All documents including any Speaking Notes created for any of the ASIC Personnel in preparation of the Economic Senate Hearing. 2. 3 October 2025 – 3 December 2025…
This FOI release (FOI 051-2026) comprises ASIC internal emails and drafts of opening statements prepared for Chair Joe Longo for three parliamentary hearings: the Parliamentary Joint Committee on Corporations and Financial Services (18 September and 9 December 2025) and Senate…
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ASIC Released
Whistleblower procedures and statistics from 1 July 2022 to date of request
This FOI release (FOI 139-2026) contains two data tables on whistleblower disclosures received by ASIC, covering 1 July 2022 to 18 June 2026. Disclosures totalled 793 in 2022-23, 686 in 2023-24, 702 in 2024-25 and 1,931 year-to-date in 2025-26. The share referred for action by…
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ASIC Released
I request access to a document, produced under section 17 of the FOI Act if necessary, showing the number of applications received by ASIC to become an ASIC information broker for the period from 1…
This FOI release concerns ASIC's information broker application process and the RegistryConnect program. It comprises a web page stating applications are paused until 2026, a quarterly table of applications received from July 2023 to June 2026 (12 received in total, 2 approved…
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ASIC Released
I wish to FOI under Freedom of Information Laws the email sent by Sarah Court to all ASIC staff on Friday last week
The release is a single internal email from ASIC Chair Sarah Court to all staff, dated 5 June 2026, which is the document the requester asked for. It sets out interim changes to Commissioner responsibilities while a new Deputy Chair is awaited: the Commission will operate with…
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ASIC Released
All Records held in the name Tsioustas All Trustee & Trust Deeds for Stavroula Tsioustas Trust Company records including lodged documents certified for: UR Property Pty Ltd 2. UR Property 2.(a) UR…
The document released under this FOI request (ASIC FOI 2627-010) is a set of supplementary protocols to the memorandum of understanding between the Australian Financial Complaints Authority (AFCA) and ASIC, dated 4 December 2023. It sets out agreed processes for information…
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ASIC Released
Documents relating to ASIC's disqualification of Simon John Raftery from managing corporations
ASIC has released a notice of disqualification and reasons for decision dated 30 June 2025, issued by delegate Phillip Mines, disqualifying Simon John Raftery from managing corporations for two years and six months under s206F of the Corporations Act 2001. The release also…
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ASIC Released
Any Documents Held By ASIC On Fines It Has Issued That Remain Unpaid. To Narrow This Search, I Seek Asic's Latest Aggregate Estimate Of The Total $ Of Unpaid Fines, Any Descriptive Details Of Who The…
ASIC disclosed a table of 12 defendants with outstanding pecuniary penalties as of 31 May 2026, including major entities such as Westpac Banking Corporation, Terracom Limited, and multiple smaller financial services firms and individuals. The table references ASIC media releases…
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ASIC Released
ASIC Regularly Publishes Summaries Of ASIC Enforcement Outcomes Eg. The Report Published In February Includes 2H 2025 Figures That Have Been Compared To 2H 2024. Under Foi, I Would Like A More…
ASIC provided comprehensive enforcement data spanning 2015-16 to 2025-26 (to 30 April 2026), covering investigations, criminal actions, civil proceedings, and administrative outcomes. Investigation commencements peaked at 252 in 2024-25, declining to 226 in the current financial…
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ASIC Released
The Documents I Seek Are: The Document 03170754. Correspondence (whether By Letter, Email Or Other Means) Between The Company And ASIC Concerning The Document. Records Of Any Telephone Conversations…
ASIC's August 2022 correspondence to Infosecassure Pty Ltd (ACN 638 684 492) rejected a lodged document due to incomplete completion and requested amendments within 14 days. Specifically, the company was required to lodge a Form 484 to update share details. The disclosure…
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ASIC Released
On 13 August 2025, ASIC Issued A Media Release Titled ‘asic To Review Superannuation Investment Requirements', Which Announced Asic's Commencement Of A Review Into Property Investment By…
ASIC and Treasury established a Superannuation Investment Working Group in September 2025 to review two specific superannuation disclosure obligations under Regulatory Guide 97. The working group, comprising representatives from superannuation funds, investment managers…
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ASIC Released
Both FOI Requests Sought Access To Documents Relating To Asic’s Decision To Remove The Addresses Of Company Officeholders From Company Extracts Purchased Through ASIC Connect.
In January 2026, ASIC engaged with the Treasury regarding its decision to remove residential addresses of company officeholders from company extracts available through ASIC Connect. Senior ASIC leadership, including the Commissioner and CEO, requested urgent meetings with…