116 releases from ASIC

1. ASIC ASIC Released 18 May 2026

   On 13 August 2025, ASIC Issued A Media Release Titled ‘asic To Review Superannuation Investment Requirements', Which Announced Asic's Commencement Of A Review Into Property Investment By…

   FOI 045-2026 2 pages ZIP archive

   ASIC released a confidential submission from Aware Super regarding stamp duty and portfolio holdings disclosure requirements for superannuation funds. Dated 20 February 2026, the submission was sent by Aware Super's Senior Regulatory Affairs Lead to ASIC's Regulatory Reform and…

2. ASIC ASIC Released 18 May 2026

   On 13 August 2025, ASIC Issued A Media Release Titled ‘asic To Review Superannuation Investment Requirements', Which Announced Asic's Commencement Of A Review Into Property Investment By…

   FOI 046-2026 2 pages ZIP archive

   ASIC released correspondence relating to a superannuation investment working group established to review Regulatory Guide 97 (RG97) and portfolio holdings disclosure requirements. The disclosed emails from September and November 2025 show ASIC and Treasury consulting with…

3. ASIC ASIC Released 28 Apr 2026

   Documents, Including Briefings, Approvals And Reports, Regarding The "rainbow Regulators" Network Minutes Of Meetings Of The "rainbow Regulators" Network Emails Between Member Representatives Of The…

   FOI 024-2026 9 pages ZIP archive

   ASIC released documents relating to its "Rainbow Regulators" network, an inter-agency collaboration involving representatives from multiple Australian financial regulators including ASIC and APRA. The disclosure includes meeting agendas and minutes from August 2022, internal…

4. ASIC ASIC Released 3 Apr 2026

   …warnings Issued About: Impersonation Investment Scams, Impersonation Bond Investment Scams, Impersonation Term Deposit Investment Scam Or Investment Scams, Bond Investment Scams, Term Deposit Scams…

   FOI 034-2026 6 pages ZIP archive

   ASIC issued public warnings about investment impersonation scams targeting Australian investors, primarily involving fraudulent offers of high-yield corporate bonds, treasury bonds, term deposits, and green bonds. Scammers impersonate legitimate financial institutions…

5. ASIC ASIC Released 23 Mar 2026

   Internal & External Reports & Briefs On Remediation Programs For Financial Advice Provided By Ioof, Amp, Anz, Nab, CBA & Westpac – From May 2020

   FOI 027-2026 1 page ZIP archive

   ASIC documents from October-November 2020 tracking remediation programs for financial advice misconduct at major Australian banks and financial institutions. Internal emails among ASIC senior staff document preparation of briefing papers on AMP for Commission Steering Committee…

6. ASIC ASIC Released 12 Mar 2026

   All Communication Between Officials At ASIC And APRA Regarding The Former's Legal Action Against Diversa Trustees Regarding Its Involvement With The First Guardian Master Fund And Any Public Media…

   FOI 337-2025 8 pages ZIP archive

   ASIC commenced Federal Court civil penalty proceedings against Diversa Trustees Limited for alleged failures as trustee of the First Guardian Master Fund, into which approximately $300 million was invested via superannuation funds between 2020 and 2024. ASIC alleges Diversa…

7. ASIC ASIC Released 23 Feb 2026

   I request, under the purposes of the FOI Act, any and all correspondence between ASIC and key stakeholders such as major superannuation funds and the Property Council regarding its review of RG97…

   FOI 312-2025 40 pages ZIP archive

   This ASIC FOI release (FOI 312-2025) comprises invitations to a Superannuation Investment Working Group sent in late August and early September 2025, responses from industry bodies and funds, Property Council and Financial Services Council feedback letters dated 26 October 2025…

8. ASIC ASIC Released 18 Feb 2026

   Documents, or a summary of information that outline your organisation's overall spend on Christmas/end of year celebrations for staff this year, including a breakdown by section/division where…

   FOI 346-2025 1 page ZIP archive

   The release contains a two-page ASIC guidance document titled "End of Year Gatherings" (FOI 346-2025, dated September 2024), which sets out the rules for staff celebrations. It does not disclose any spend figures or divisional breakdowns, so the request's cost elements appear…

9. ASIC ASIC Released 18 Feb 2026

   I am seeking any current document which exists within ASIC’s Enforcement and Compliance Division that lists or catalogues all relevant policies and procedures that are associated with official ASIC…

   FOI 317-2025 3 pages ZIP archive

   This FOI release (ASIC FOI 317-2025, released 18 February 2026) comprises three extracts: pages from the Commission Secretariat Procedures Manual (last updated October 2025) covering Commission Enforcement Committee minutes recording and post-meeting procedures; a November 2025…

10. ASIC ASIC Released 6 Feb 2026

    any communication from ASIC to T.P.R.E. Ltd. ACN 623 138 241 in relation to any orders issued pursuant to section 1020e of the Corporations

    FOI 299-2025 3 pages ZIP archive

    This FOI release comprises an ASIC Statement of Concerns, prepared as a brief to a delegate, seeking a hearing under subsection 1020E(4) of the Corporations Act 2001 regarding the product disclosure statements for TruePillars Pooled Units, issued by T.P.R.E. Ltd as responsible…

11. ASIC ASIC Released 6 Jan 2026

    I wish to make a freedom of information request under FOI laws. I seek to FOI a copy of the RSVP attendees to the ASIC alumni breakfast at the ASIC annual forum held on November 13

    FOI 309-2025 3 pages PDF

    The release is a two-part guest list for the ASIC Alumni Network Breakfast held on Thursday, 13 November 2025, reference ASIC FOI 309-2025. It has an "Alumni" section with numbered entries running to 82 and an "ASIC" section running to 38. Almost every entry is blank, with names…

12. ASIC ASIC Released 2 Jan 2026

    I wish to make an FOI under Freedom of Information laws. I seek to FOI a copy of the budget for the 2025 ASIC annual forum

    FOI 301-2025 1 page PDF

    This ASIC FOI release is a short document generated under section 17 of the FOI Act, responding to a request for a copy of the budget for the 2025 ASIC annual forum. Rather than a copy of an existing budget document, the response is a summary answer stating that the forecast…

13. ASIC ASIC Released 19 Dec 2025

    I Formally Request Access To Documents Constituting Correspondence Between ASIC And The Private Credit Funds Surveyed For ASIC Report 820, "private Credit Surveillance: Retail And Wholesale Funds"…

    FOI 292-2025 14 pages ZIP archive

    ASIC released correspondence exchanged in late October 2025 between the regulator and private credit funds regarding draft content of Report 820 on private credit surveillance. The documents show procedural fairness consultation occurring between October 29 and November 5, 2025…

14. ASIC ASIC Released 4 Dec 2025

    Documents Relating To North Ryde RSL Community Club Ltd (acn 001 022 699). Ltd Between 1 January 2013 And The Present, Including But Not Limited To: Annual Financial Reports (form 388 Lodgements…

    FOI 238-2025 1 page PDF

    ASIC granted North Ryde RSL Community Club Ltd (ACN 001 022 699) relief from the statutory deadline to lodge its financial report for the year ended 31 December 2022 under subsection 319(1) of the Corporations Act. The instrument (ASIC Instrument 23-0312), dated 28 April 2023…

15. ASIC ASIC Released 28 Nov 2025

    Summary Or List Of All RCA Applications Refused Between 2015 And 2025, Including The Reason For Refusal.

    FOI 264-2025 1 page PDF

    Between 2015 and 2025, ASIC recorded no formal refusals of Responsible Conduct of Business (RCA) applications. According to ASIC's response, applicants typically withdraw their applications upon being informed that refusal is likely, rather than proceeding to formal rejection.…

16. ASIC ASIC Released 27 Nov 2025

    Under The Freedom Of Information Act 1982 (cth), I Request Access To Any Brief, Advice, File Note Or Other Material That The Australian Securities And Investments Commission (asic) Has Provided To…

    FOI 265-2025 7 pages ZIP archive

    This FOI disclosure contains a Senate committee question-on-notice response regarding ASIC's enforcement action against the Construction and Building Unions Superannuation Fund (Cbus), administered by United Super Pty Ltd. ASIC commenced investigation on 4 October 2023 following…

17. ASIC ASIC Released 17 Nov 2025

    ASIC Recently Published Report 816, Titled "accounting For Your Super: Asic’s Review Into The Financial Reporting And Audit Of Super Funds". I Seek Access To The Following: The Comment Forms Sent To…

    FOI 254-2025 10 pages ZIP archive

    ASIC released a letter dated 9 July 2025 to superannuation fund trustees communicating audit surveillance findings for the 30 June 2024 financial year. The letter notifies directors that ASIC has completed audit surveillance of their fund's auditor and will disclose a comment…

18. ASIC ASIC Released 31 Oct 2025

    Documents Held By ASIC That Record The Number Of Sole Practitioners Who Have Been Granted Registration As A Registered Company Auditor (rca) From 1 January 2016 To Present.

    FOI 252-2025 1 page PDF

    ASIC disclosed that 908 sole practitioners were granted registration as Registered Company Auditors (RCAs) between 1 January 2016 and 13 October 2025. This statistical response to a Freedom of Information request provides quantitative data on RCA registrations during the nearly…

19. ASIC ASIC Released 30 Oct 2025

    Correspondence Between ASIC Chair Joe Longo And ANZ CEO Nuno Nato's For The Period Of May 1 2025 To September 15 2025. Correspondence Between ASIC Chair Joe Longo And ANZ Chair Paul O'sullivan For…

    FOI 236-2025 1 page PDF

    ASIC chair Joe Longo's correspondence with ANZ leadership (CEO Nuno Matos and chair Paul O'Sullivan) from May to September 2025 was released under FOI. The disclosed excerpt shows Longo's congratulatory letter to Matos on his CEO appointment dated 13 May 2025, expressing ASIC's…

20. ASIC ASIC Released 24 Oct 2025

    Documents Relating To The Maintenance Of Plants, Flowers, And Other Decorative Greenery In And Around Government Buildings And Facilities From 1 May 2022 To The Present. Specifically, Documentation…

    FOI 246-2025 1 page PDF

    This FOI disclosure contains ASIC's plant and decorative greenery maintenance costs across its government facilities from May 2022 onwards. The released documentation shows a cost table tracking expenditures for plant hire across all ASIC offices, with costs increasing from…

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