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ASIC Released 17 Oct 2025

Any Briefings And/or Submissions Regarding The UK Serious Fraud Office Investigation Into The Gupta Family Group Alliance, Including Any Correspondence Between ASIC And Sfo. Any Briefings And/or…

FOI 226-2025 4 pages ZIP archive

ASIC disclosed briefing materials and court documents from August 2025 regarding the GFG Alliance Group, focusing on Whyalla Steelworks and regulatory enforcement actions. The documents detail the appointment of voluntary administrators to OneSteel Manufacturing Pty Ltd (which…

ASIC Released 10 Oct 2025

On 13 August, ASIC Announced A “review Of Superannuation Investment Requirements” Outlined In RG97 Relating To Property Investment. I Request A Copy Of Any Guidance, Briefing Notes, Memos Or…

FOI 217-2025 5 pages ZIP archive

ASIC conducted a targeted review of Regulatory Guide 97 (RG 97) regarding disclosure requirements for superannuation investment, specifically examining whether stamp duty should be excluded as a disclosable transaction cost in Product Disclosure Statements and periodic…

ASIC Released 1 Oct 2025

Documents — Including Spreadsheets, Reports, Dashboards, Or A Database Extract Under S 17 Of The FOI Act — That Record Counts Of ASIC Actions Relating To Social-Media “finfluencers”, As Used In ASIC…

FOI 202-2025 3 pages ZIP archive

ASIC released enforcement and compliance data on finfluencer activity covering 2022–2025. From 2022-23 to 2024-25, ASIC issued 64 compulsory information-gathering notices across three matters involving influencers or finfluencers, with activity concentrated in 2022-23 (62…

ASIC Released 5 Sep 2025

On 18 June 2025, The Treasurer Addressed The National Press Club And Said That He Will "...write To Regulators Across Government Seeking Specific, Measurable Actions To Reduce Compliance Costs..." As…

FOI 194-2025 2 pages ZIP archive

ASIC's letter to the Treasurer dated 12 August 2025 outlines five additional measures to reduce compliance burdens and enhance productivity across the financial services industry. Key actions include: establishing a working group to review disclosure requirements for stamp duty…

ASIC Released 15 Aug 2025

All Correspondence Between ASIC And Directors Regarding Asic’s Decision To Deregister The Company

FOI 142-2025 5 pages ZIP archive

ASIC correspondence reveals the lifecycle of Aquiss Investments Pty Ltd, from its registration in May 2009 through deregistration proceedings initiated in January 2024. The disclosure includes the company's initial registration application, which required manual processing due…

ASIC Released 11 Aug 2025

All Communication Between The ASX And ASIC Regarding James Hardie For The Period Of 1 January 2025 To 28 April 2025.

FOI 108-2025 4 pages ZIP archive

Between January and April 2025, ASIC and the ASX exchanged communications regarding James Hardie. The disclosure includes an initial ASX email to ASIC on 4 April referencing media commentary on the matter, proposing a brief call to discuss it. This prompted a meeting scheduled…

ASIC Released 6 Aug 2025

Copies Of Correspondence Between ASX And ASIC For The Period Of December 20 Through To December 31. This Correspondence Should Concern Discussions Between ASX And ASIC Over An Outage Of ASX On…

FOI 013-2025 28 pages PDF

On 20 December 2024, the ASX experienced a significant CHESS settlement system outage that forced deferral of all scheduled settlements until 23 December. The disclosure comprises meeting invitations and email correspondence between ASIC, the RBA, and ASX regarding regulatory…

ASIC Released 6 Aug 2025

Copies Of Correspondence Between ASIC And The ASX Concerning A Report Prepared By ASX Regarding Its Outage On December 20. The Time Frame For This Request Should Be January 1 2025 Through To January…

FOI 014-2025 1 page PDF

ASIC correspondence from January 2025 regarding the ASX's December 20 system outage shows ASIC management directing immediate provision of an incident report on the CHESS Batch Settlement incident to an unredacted recipient. The email from ASIC's Senior Manager of Market…

ASIC Released 4 Jul 2025

The Number Of Reports Received By Your Agency Regarding Fraud Recovery Scams (also Referred To As Refund Scams, Restitution Scams, Or Recovery Fraud).

FOI 135-2025 1 page PDF

ASIC received minimal reports of fraud recovery scams between 2020 and 2025 (partial year), with only three reports logged across the entire period: zero in 2020-2022, one in 2023, and two in 2025 to date. The disclosure provides statistical data on consumer reports received by…

ASIC Released 27 Jun 2025

The Incoming Government Brief For The Election Held In 2025 A. Any ‘red Book’, ‘blue Book’ Or ‘yellow Book’ Or Similar Created For This Purpose.

FOI 130-2025 26 pages PDF

ASIC's incoming government brief from May 2025 outlines the regulator's organisational restructure and operational performance following a three-year transformation period. The document describes ASIC as Australia's integrated corporate, markets, financial services and consumer…

ASIC Released 16 Jun 2025

I Wish To FOI Copies Of Briefings Held By ASIC Chair Joe Longo Or Other Senior Members Of The Commission For The Period Of 1 July 2024 To 1 May 2025 Concerning Macquarie Bank, Macquarie Group, Or Any…

FOI 124-2025 6 pages ZIP archive

ASIC released a briefing document prepared for a September 2024 meeting between ASIC leadership and Macquarie Bank's CEO. The briefing outlined ASIC's regulatory interest in private market transactions and private equity activity, noting that Australian private market investment…

ASIC Released 26 May 2025

I Seek Documents From ASIC Reflecting Discussions Between ASIC And APRA Over Private Market, Private Credit, Unlisted Assets. The Terms Of The FOI Concern Communications Between ASIC And APRA For The…

FOI 057-2025 ZIP archive No extracted text

No summary: no document text could be extracted

ASIC Released 15 May 2025

Seeking All Documents Pertaining To: The Application For Dissolution Lodged By Luvium Pty Ltd. Any Objection To The Dissolution Received By ASIC

FOI 090-2025 1 page ZIP archive

ASIC released correspondence regarding Luvium Pty Ltd's voluntary deregistration application lodged on 18 October 2024 under section 601AA(4) of the Corporations Act 2001. The documents show that ASIC notified relevant parties of the application, indicating the company could be…

ASIC Released 30 Apr 2025

All Records Relating To The Appointment Of Global Investment Marketing Pty Ltd (acn 663 732 296) ("gim") As An Authorised Representative Of Pulse Markets Pty Ltd, Including: The Authorised…

FOI 070-2025 4 pages ZIP archive

ASIC released documents showing that Global Investment Marketing Pty Ltd (GIM) was appointed as an authorised representative of Pulse Markets Pty Ltd on 27 January 2023 and ceased in that role effective 30 April 2024. The disclosure includes ASIC's official lodgement records for…

ASIC Released 22 Apr 2025

Copies Of All Email And Written Correspondence Relating To The Assessment Of ASX Clearing And Settlement Facilities September 2024 - Sent Between The RBA And Asic, For The Period 1 July 2024 To 1…

FOI 065-2025 7 pages PDF

ASIC and the Reserve Bank of Australia exchanged correspondence regarding the 2024 Assessment of ASX Clearing and Settlement Facilities between August and September 2024. The documents show RBA staff requesting feedback on a draft assessment document that was scheduled for…

ASIC Released 15 Apr 2025

I Seek Documents Showing Asic’s Total Expenditure For Its Investigation And Legal Action Regarding G8 Education Ltd, Stemming From Its Initial Investigation Of The Attempted Takeover By G8 Education…

FOI 076-2025 1 page PDF

ASIC's investigation and enforcement action against G8 Education Limited and three individuals—Jennifer Joan Hutson, David Justin Burke, and Mary-Anne Greaves—stemming from G8's attempted 2015 takeover of Affinity Education cost $2,042,554 over approximately nine and a half…

ASIC Released 9 Apr 2025

For The Period January 2023 To December 2024, I Seek Documents: From ASIC Reflecting Discussions Between ASIC And The ATO Over Pwc Australia And The Tax Scandal Surrounding Former And Current Members…

FOI 058-2025 2 pages ZIP archive

ASIC disclosed an internal email from May 2024 documenting a meeting between ASIC and the Australian Taxation Office (ATO) regarding PwC Australia's tax advice scandal. The communication, between ASIC enforcement leadership, summarizes discussions with ATO officials about PwC's…

ASIC Released 31 Mar 2025

Request For Access To Two Documents Referred To In Paragraph [50] Of The Decision Of Sweeney J In R V Iervasi (sentence) [2024] NSWSC 1116: 50 In December 2014 The Offender Received A Letter From…

FOI 055-2025 3 pages ZIP archive

ASIC's March 2015 letter to Tony Iervasi concerns Courtenay House Capital Trading Group's unlicensed operation of a foreign exchange trading business. Based on website advertisements claiming to provide consistent monthly returns and facilitate forex and futures trading, ASIC…

ASIC Released 7 Mar 2025

Production Of A Copy Of The Form RE01 Processed By ASIC In Respect Of “shandong Ruyi Scientific And Technological Group Co., Ltd” As A “non-Registered Entity”, On Or Around 15 June 2012.

FOI 019-2025 1 page ZIP archive

ASIC released a Form RE01 dated 6 August 2002 documenting the registration of Shandong Ruyi Scientific and Technological Group Co., Ltd as a non-registered entity in ASIC's records on 15 June 2012. The form identifies the entity as incorporated in China and classifies it under…

ASIC Released 5 Mar 2025

Documents Outlining Reasons For Cancellation Of Registration Of The Following Entities: Unplugged Education Nominee PTY LTD (acn: 164 584 356) Luminous Crystals PTY LTD (acn: 124 729 540) Luminous…

FOI 018-2025 19 pages PDF

ASIC deregistered six entities between 2017 and an unspecified date, primarily for non-payment of review fees exceeding 12 months in arrears. The disclosed documents include deregistration notices and intention-to-deregister letters for Unplugged Education Nominee PTY LTD…

116 releases from ASIC