Australian Securities and Investments Commission
Correspondence Between Asic's Markets Supervision Team And The AOFM For The Period Of May 18 2024 To July 26 2024. Correspondence Between Asic's Markets Enforcement Team And The AFOM For The Period…
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Correspondence Between Asic's Markets Supervision Team And The AOFM For The Period Of May 18 2024 To July 26 2024. Correspondence Between Asic's Markets Enforcement Team And The AFOM For The Period Of May 18 2024 To July 26 2024.
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ASIC's markets supervision and enforcement teams maintained regular correspondence with the Australian Office of Financial Management (AOFM) between May and July 2024. A May 14 meeting between the agencies resulted in four action items, including ASIC recruiting additional team members with retail facilities expertise, AOFM reviewing regulatory guidance documents (RG228 and RG111), AOFM monitoring securities purchasing offer requirements, and ASIC providing feedback on AOFM's program reporting regarding disclosure timing and e-GTB launch procedures. The correspondence reflects ongoing coordination between the regulator and the government debt management office on market operations matters, with follow-up meetings scheduled for early June.
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