Documents Concerning Disclosures Of Interests And Conflicts Of Interests Relating To James Shipton, Joe Longo And Sarah Court.

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ASIC released minutes from its Commission Enforcement Committee meeting held on 4 February 2020 and a conflicts of interest register documenting declarations by senior officials including Chair James Shipton, Joe Longo, and Sarah Court. The disclosed documents show that Shipton recused himself from discussions concerning an Enforcement Special Account (ESA) Gateway Application related to matters within the Wealth Management Project and Royal Commission misconduct theme, as these applications are determined by the Chair. The conflicts register indicates Shipton similarly abstained from and was absent during discussions of ESA funding applications at prior meetings in September and October 2018, citing the same conflict arising from his role in determining such funding. Substantial portions of both documents remain redacted under section 47F of the Freedom of Information Act, limiting visibility into the specific matters discussed and other conflicts declared during the meeting.