Australian Securities and Investments Commission
ASIC Regularly Publishes Summaries Of ASIC Enforcement Outcomes Eg. The Report Published In February Includes 2H 2025 Figures That Have Been Compared To 2H 2024. Under Foi, I Would Like A More…
Show full title
ASIC Regularly Publishes Summaries Of ASIC Enforcement Outcomes Eg. The Report Published In February Includes 2H 2025 Figures That Have Been Compared To 2H 2024. Under Foi, I Would Like A More Granular Breakdown Of All ASIC Enforcement Outcomes From 2016 To Present. Including Data Points Such As The Dollar Value Of Civil Penalties Imposed. Please Could You Provide This Data By Completing The Table Attached, Or By Providing It In Whichever Format You Store It Currently. If You Decide That The Scope Of This Request Is Too Broad, And It Would Take Too Long To Complete, Please Provide Data For As Many Years/months As Possible, Starting From 2026 And Working Backwards. Or Provide Whatever Data Is Readily Available.
Summary
AI-generatedWritten by Claude Haiku 4.5 from the extracted text on 10 Jul 2026. It can miss or misread redacted and scanned pages. Check the source before relying on it.
ASIC provided comprehensive enforcement data spanning 2015-16 to 2025-26 (to 30 April 2026), covering investigations, criminal actions, civil proceedings, and administrative outcomes. Investigation commencements peaked at 252 in 2024-25, declining to 226 in the current financial year. Criminal convictions ranged from 18-35 annually, with custodial sentences between 8-22 per year. Civil penalties fluctuated significantly, reaching $423.8 million in 2025-26 FYTD and $229.9 million in 2021-22, but only $92 million in 2023-24. Administrative actions included director disqualifications, financial services restrictions, and credit services removals. Infringement notices issued totaled $8.3 million in 2025-26 FYTD. Criminal fines spiked to $16.8 million in 2024-25 before dropping to $137,315 in the current year, indicating enforcement activity concentrates on civil rather than criminal penalties overall.
Document text
2,259 characters extracted from 1 page
The document text opens on its own page.