Australian Securities and Investments Commission

Commission Enforcement Committee – Meeting 193 – 3 April 2025 APT Strategy Pty Ltd (deregistered) / CAS-163046-D3Z0L3 I seek access... from this document insofar as it relates to: 1. the 38 AFCA…

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Commission Enforcement Committee – Meeting 193 – 3 April 2025 APT Strategy Pty Ltd (deregistered) / CAS-163046-D3Z0L3 I seek access... from this document insofar as it relates to: 1. the 38 AFCA complaints concerning APT Strategy and/or CYS; 2. the 15 complainants identified as being unable to have their complaints dealt with by AFCA or compensated by the CSLR following APT Strategy's deregistration; 3. ASIC's consideration of the consequences of APT Strategy's deregistration for consumers' access to AFCA and the CSLR; 4. any options, proposals, recommendations or courses of action considered by ASIC concerning those affected consumers; 5. any consideration of reinstatement of APT Strategy Pty Ltd or other measures which may have enabled affected consumers to pursue AFCA complaints and/or CSLR compensation; 6. any enforcement action, investigation or regulatory response considered in relation to APT Strategy, Compare Your Super (CYS), or persons associated with those entities, to the extent that it relates to the affected consumers or their access to redress; 7. the recommendations put to Commission Enforcement Committee Meeting 193 concerning APT Strategy; and 8. the decision, resolution, outcome or action arising from the Committee's consideration of the APT Strategy matter. 9. I also seek any minutes, decision record, action items or outcome record from Commission Enforcement Committee Meeting 193 that record the Committee's decision concerning APT Strategy Pty Ltd

FOI 2627-110 Released 12 pages PDF

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