Australian Securities and Investments Commission

Summary Or List Of All RCA Applications Refused Between 2015 And 2025, Including The Reason For Refusal.

FOI 264-2025 Released 1 page PDF

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Between 2015 and 2025, ASIC recorded no formal refusals of Responsible Conduct of Business (RCA) applications. According to ASIC's response, applicants typically withdraw their applications upon being informed that refusal is likely, rather than proceeding to formal rejection. This response was provided in answer to a Freedom of Information request seeking a summary and reasons for all refused RCA applications during this ten-year period.

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