Australian Securities and Investments Commission

Copies Of Correspondence Between ASIC And The ASX Concerning A Report Prepared By ASX Regarding Its Outage On December 20. The Time Frame For This Request Should Be January 1 2025 Through To January…

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Copies Of Correspondence Between ASIC And The ASX Concerning A Report Prepared By ASX Regarding Its Outage On December 20. The Time Frame For This Request Should Be January 1 2025 Through To January 21 2025.

FOI 014-2025 Released 1 page PDF

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ASIC correspondence from January 2025 regarding the ASX's December 20 system outage shows ASIC management directing immediate provision of an incident report on the CHESS Batch Settlement incident to an unredacted recipient. The email from ASIC's Senior Manager of Market Infrastructure, Clearing and Settlement Facilities confirms ASIC's expectation that the draft report be provided promptly and requests confirmation of delivery. The disclosure involves regulatory oversight of critical market infrastructure and settlement systems, with ASIC exercising supervisory authority over ASX's incident reporting and response procedures following the outage. No enforcement action, penalties, or specific remediation details are evident in this correspondence excerpt.

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