Copies Of All Email And Written Correspondence Relating To The Assessment Of ASX Clearing And Settlement Facilities September 2024 - Sent Between The RBA And Asic, For The Period 1 July 2024 To 1…

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ASIC and the Reserve Bank of Australia exchanged correspondence regarding the 2024 Assessment of ASX Clearing and Settlement Facilities between August and September 2024. The documents show RBA staff requesting feedback on a draft assessment document that was scheduled for publication on 25 September 2024. ASIC sent the draft to ASX for "fatal flaw checking" and sought RBA comments by 6 September, with subsequent email exchanges adjusting the deadline for material comments. The correspondence reveals the collaborative review process between the two regulators in assessing ASX's clearing and settlement operations, including internal approvals, proofreading, and fact-checking procedures. No specific misconduct findings, enforcement actions, or penalties are detailed in the disclosed excerpts.