Australian Securities and Investments Commission

Request For Documents Relating To The ASIC 2023 Culture Survey.

FOI 133-2024 Released 7 pages ZIP archive

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ASIC disclosed a Commission meeting paper from January 2024 regarding results from its Culture+ diagnostic survey conducted in 2023. The document presents findings from an internal organisational culture assessment that was received in November 2023. ASIC leadership, including the Chair, CEO, and Executive Directors, had been briefed on the results between November and December 2023. The paper sought Commission approval to note and discuss the Culture+ diagnostic findings, which covered what culture is, outcomes of the current diagnostic results, ASIC's preferred culture state, and causal factors contributing to existing culture. A communication plan was being developed for staff rollout scheduled for late February 2024, with senior executive leaders to receive results first at the ASIC Leaders Forum on 12 February, followed by all-staff communications commencing 26 February. The matter was considered time-critical given the planned staff communications timeline.

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