1. 1 April 2023 to 5 June 2023 All Correspondence between Macquarie and ASIC concerning the Shield Master Fund. 2. 1 April 2023 to 5 June 2023 All Internal Documents generated by ASIC in the course…

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This FOI release consists of email correspondence between ASIC analysts and Macquarie Investment Management Ltd in May and June 2023, relating to ASIC's Shield Master Fund investigation. The emails show ASIC confirming the correct entity to receive a section 912C notice, which was issued on 17 May 2023 under reference NTC2317899. The notice required Macquarie to produce a written statement. On 25 May Macquarie sought a two-week extension, and on 29 May ASIC agreed not to enforce compliance provided the statement was produced by 4:00pm on 15 June 2023. Later emails concern arranging a meeting to discuss a separate matter. The excerpt does not disclose the nature of the alleged misconduct, any penalties or remediation, or the substance of the notice's requirements. Much of the content is redacted, including personal contact details and some names.